Disclosures

• This website does not represent an offer of or a solicitation for advisory services in any state/jurisdiction of the U.S. or any country where WJ is not registered, notice filed, or exempt. WJ provides advice and makes recommendations based on the specific needs and circumstances of each client. Clients should carefully consider their own investment objectives before making investment decisions. WJ is not a broker-dealer and does not offer tax or legal advice.

   

  This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by WJ unless a client service agreement is in place.

   

  WJ and its advisors receive awards and honors from time to time from various third party marketing firms and/or publications. WJ does not solicit or pay for any of these awards or recognitions. These awards and honors are based on the third party’s criteria established solely at their discretion. The Houston Business Journal ranking is based only on assets under management as of the end of 2023; therefore, it may not relate to the quality of WJ’s services. The statement of "Top Financial Advisors in Sugar Land, TX" on the Home Page is in reference to being listed as one of the top advisors in Sugar Land on this Houston Business Journal ranking. The Five Star award criteria, offered by the Five Star professional organization, includes the following: registration status, active employment, favorable regulatory and complaint history, underwent firm review, accepting new clients, retention rate, assets under management, number of clients, education, and professional designations.

   

  TOP 7% of Financial Advisors in the Houston area by Texas Monthly magazine – Criteria
  Five Star Wealth Manager Award
  To receive the Five Star Wealth Manager award, a wealth manager must satisfy 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services to their clients. Factors taken into account include assets under management and client retention rate. Candidates also undergo a thorough regulatory and complaint review.
  Five Star Professional:
  • •    Conducts comprehensive research
  • •    Recognizes service professionals
  • •    Partners with leading city/regional magazines
  • •    Helps award winners gain the recognition they deserve

RANKED #12 Top Wealth Management Firms by Houston Business Journal – Criteria
Houston Business Journal Criteria: Houston Business Journal obtained information from company representatives. HBJ cannot independently verify the information included in The List. Some companies did not respond to inquiries; we rely on businesses to provide accurate data. In case of ties, companies are listed alphabetically. Criteria needed is: Local Assets Under Management, Assets per client, Local clients, Investment Minimum, Top Local Executive, Year company founded (Locally)